Relevant for those involved in social media / social networking / Web 2.0 related strategies falling under FINRA guidelines:
March 10, 2009
Electronic Communications: Social Networking Web Sites
Listen Now/Download | 6 min. 11 sec.This podcast, the last in a three-part series on supervising electronic communications, discusses how registered representatives' use of social networking Web sites to communicate firm business relates to FINRA's rules regarding communications with the public.
February 23, 2009
Electronic Communications: Blogs, Bulletin Boards and Chat Rooms
Listen Now/Download | 6 min. 2 sec.This podcast, the second of three on supervising electronic communications, discusses the application of FINRA's communication with the public rules for blogs, bulletin boards and chat rooms.
February 9, 2009
Electronic Communications: Web Sites
Listen Now/Download | 7 min. 43 sec.This podcast, the first of three on electronic communications, offers suggestions for supervising employee use of Web sites and explains how FINRA's rules relate to this activity.

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